Part 21 Report - 1997-711
ACCESSION #: 9709250208
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3M Health Physics Services 3M Center, Building 220-3W-06
PO Box 33283
St. Paul, MN 55133-3283
612 736 0498
612 736 2285 Fax
September 18, 1997
U.S. Nuclear Regulatory Commission
Document Control Desk
Washington, D.C. 20555
Gentlemen:
Subject: Failure of Co-60 Source to Lower in Response to Fault
Indications and Emergency Stop Signals
Description of the August 12 Event Resulting in 3M's Decision to Notify
the NRC Under 10CFR21
This letter constitutes 3M's notification to the NRC that the source rack
containing approximately 1.5 MCi of doubly encapsulated Co-60 in 3M's
AECL Model JS-7500 gamma irradiator located in Brookings, SD failed to
lower in response to fault indications and emergency stop signals on
August 12, 1997. The letter follows 3M's telephone notification to the
NRC on August 20, 1997 about this event.
The following fault indications and stops, although activated, failed to
return the source to the storage pool:
1. Internal Conveyor
2. Safety Timer
3. Machine Safety Stop
4. Emergency Stop
The source rack was returned to the storage pool without further incident
by turning off the machine key. Personnel safety was never compromised
during the approximately 20 minutes the source remained raised. The
personnel access door remained locked until the source was returned to
the pool.
Despite multiple fault indications at approximately 2:35 p.m. on August
12, the source remained raised. Upon noting the condition, the operators
on shift first verified that the source was up by noting the position of
the cable sheaves in the penthouse. They then compared this information
to the source position indications on the control console. All
indications from the penthouse and the control console consistently and
correctly indicated that the source was in the irradiate position. At
approximately 2:55 p.m., one of the operators turned the keyswitch to the
"off" position, thereby returning the source to the storage pool.
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September 18, 1997
3M's Investigation into the Root Cause
Once the source was securely stored in the pool, 3M electricians examined
and tested circuits and relays in the maze and the control console on
August 13 and 14. The electricians found electrical grounds in the maze
wiring that caused current to bypass relay K50 which opens in response to
control panel faults and normally de-energizes solenoid valves SV39 &
SV40 controlling the source hoist operation. (See Attachment 1). The
ground fault indicator, located in the rear of the control console, was
illuminated. All available evidence indicates the failure was
electrically induced and not mechanical.
3M's Corrective Actions and their Present Status
On August 14, 3M Brookings personnel initiated a conference call with
members of 3M's corporate Health Physics Services staff and
representatives of Nordion International (formerly AECL). All parties
agreed to the following immediate corrective actions:
Corrective Action #1
3M Brookings would activate the 10CFR21 Committee to determine (1)
whether a defect or a deviation existed in the irradiator design or
components, and (2) whether this must be reported to the NRC.
Status: Corrective Action #1
The 10 CFR 21 committee met on August 19. The committee concluded that
because the defective electrical design may have resulted in a major
degradation in irradiator safety, i.e. the temporary loss of the
emergency stop potentially created a substantial safety hazard, a
reportable defect existed. The committee concluded that 3M should notify
the NRC so that the NRC could choose to trend data from similar
irradiators to determine whether a generic design defect existed in
similar facilities. 3M concluded it was important to facilitate the
NRC's opportunity to notify other owners of similar irradiators.
Consequently, 3M informed the NRC about the defect by telephone on August
20.
Corrective Action #2
3M would write a license amendment request to make the following
electrical changes to the control circuitry:
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September 18, 1997
(1) Change the ground fault indicator to a ground fault detector with an
associated control circuit.
(2) Change the control panel machine stop push button S50 to a
detented/latched push button with additional contacts wired in
series with solenoid valves SV39 & SV40 controlling the source
hoist.
(3) Install additional contacts on customer stop push button S59 wired
in series with SV39 and SV40.
(4) Add circuitry normally open K30 and K50A into the K61 fault
detection circuit, resulting in a final system check of the internal
conveyer, safety timer, source rack, area monitor, air pressure,
exhaust fan, high temperature and smoke detectors, and radiation
monitor indications as well as those checked prior to start up.
(See Attachment 2).
Status: Corrective Action #2
3M will submit this license amendment to the NRC within the next week.
3M is currently waiting for written endorsement from Nordion
International for these enhancements.
Corrective Action #3
3M would replace both K50 relays with new ones.
Status: Corrective Action #3
The K50 relays and the K28 relay were replaced on September 2, 1997.
Corrective Action #4
3M operators would check the machine safety and emergency stops once per
shift to ensure they are functioning correctly until all changes listed
in Corrective Action #2 have been made.
Status: Corrective Action #4
The operators are currently checking the machine safety and emergency
stops once per shift They will continue their checks until the plant
Radiation Safety Officer instructs them otherwise.
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September 18, 1997
3M's August 20 Telephone Notification per 10CFR21
On August 20, 3M notified representatives of Region III that the source
had failed to respond to the internal conveyor, safety timer, machine
safety stop and emergency stop signals and faults. 3M informed the NRC
that 3M would be formally reporting the event in accordance with the
applicable reporting provisions of 10CFR21. Later on August 20th,
representatives of Region III responded by indicating that the electrical
fault should have been reported under 10CFR36.83 (a), "Source stuck in an
unshielded position." Although 3M did not agree with this assessment, 3M
formally reported the event under 10CFR36.83 (a) on the same day.
10CFR36.83 requires telephone reporting within 24 hours of the event.
Requiring licensee notification within 24 hours indicates that the NRC
views this situation as an emergency, with the potential to produce
sickness or even death in exposed personnel. 3M did not report under
this regulation because 3M interpreted 10CFR36.83(a) as applying to a
mechanically stuck source, i.e., a source that was jammed or wedged in
the unshielded position inside the cell and which could not be freed
without assistance from Nordion and/or NRC personnel. Such a loss of
control would indeed constitute an emergency; however, this situation did
not occur on August 12 in 3M's Brookings, SD plant Instead, the source in
3M's irradiator remained in the up position for approximately twenty
minutes before the operator turned the machine key to "off". The
personnel access door remained locked. As a result, the 3M situation
never posed a threat to the health and safety of operating personnel or
the general public.
3M's interpretation of "stuck" is based on the NRC's regulatory guidance.
Appendix C of Draft Regulatory Guide DG-0003 "Guide for the Preparation
of Applications for Licenses for Non-Self-Contained Irradiators" gives
examples of dangerous or potentially dangerous incidents that have
occurred at irradiators. In every example involving a stuck source, the
source was mechanically wedged or jammed against the source pass
mechanism or the product totes. In NUREG-1345, "Review of Events at
Large Pool-Type Irradiators", all examples of stuck source racks involve
racks which were jammed or wedged due to problems with source cables and
product carriers.
Conclusion
Because 3M felt that 10CFR36.83(a) did not apply, 3M did not notify the
NRC by telephone within 24 hours of the event. Instead, a 10CFR21
investigation was initiated and completed, and the NRC was notified by
telephone informally upon completion of the investigation. Because the
NRC requested reporting under 10CFR36.83(a), a formal telephone report
was made in accordance with 10CFR36.83 that same day. This
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September 18, 1997
occurred on August 20, eight days after the event. Since the NRC
preferred that 3M report the above-described incident under
10CFR36.83(a), this letter constitutes the written component of the
report required under 10CFR36.83. However, we emphasize our conclusion
that NRC's regulatory guidance indicates that 10CFR36.83(a) does not
apply to the August 12 event.
3M has requested written agreement from Nordion for the changes specified
in Corrective Action #2 above. Once the Nordion documentation arrives,
3M will write a license amendment request separate from this letter
requesting permission to effect these changes. The license amendment
request will then be mailed to Region III.
Questions or comments regarding this report may be directed to Deborah A.
Loeser or Frederick B. Entwistle of 3M's Health Physics Services at
(612) 733-3199 or (612) 736-0740, respectively.
Sincerely,
Duane C. Hall, Manager
Health Physics Services
c: R. J. Stangeland - Brookings Mfg. Engineering - Brookings, SD -
01/036
Figure "Attachment 1" omitted.
Figure "Attachment 2" omitted.
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