Enforcement Manual Appendix D - Enforcement Processing Aids and Forms
This Appendix includes various enforcement processing aids and forms to support implementation of the enforcement program.
| Graphic representation of NRC's graded approach is assessing and dispositioning violations, "NRC Enforcement Process" |
PDF |
| SDP/EA Request & Strategy Form |
PDF |
| SDP/EA Security-Proprietary Strategy Form |
PDF |
| SERP Panel Worksheet for SDP-Related Findings |
PDF |
| Traditional Enforcement Panel Worksheet |
PDF |
| Additional Guidance on Interpreting Civil Penalty Assessment Process “Metro Map” |
PDF |
| Excerpt from NRC Information Notice 96-28, "Suggested Guidance Relating to Development and Implementation of Corrective Action" |
PDF |
| Predecisional Enforcement & Regulatory Conference Meeting Notice Checklist |
PDF |
| Predecisional Enforcement Conference Summary |
PDF |
| Generic Distribution List for Reactor Escalated Enforcement Actions |
PDF |
| Generic Distribution List for Materials Escalated Enforcement Actions |
PDF |
| Issues That May Warrant Enforcement Discretion |
PDF |
| Public Availability of Individual Actions |
PDF |
| Opening Remarks for Predecisional Enforcement Conferences with Licensed Operators |
PDF |
| Factors To Consider For Sanction in Actions Against Individuals |
PDF |
| Sample Factual Summary of Office of Investigations Report - Wrongdoing |
PDF |
| Sample Factual Summary of Office of Investigations Report - Discrimination |
PDF |
| Checklist - Processing Wrongdoing Cases |
PDF |